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Understanding Basic Cognitive Processes

As a technical documentation writer, it is advantageous to think about how the maintenance technician is processing the information provided in the manual.  All humans process information in basically the same way, and there are five primary themes which are consistent in our human cognitive processes (Matlin, 2002).  These themes are valuable when considering human behavior in a user-centered design process to help you understand how the user makes decisions, why errors may occur, and what information may help prevent errors. 

Table of Contents

Theme 1:  The cognitive processes are active, rather than passive.

Theme 2:  The cognitive processes are remarkably efficient and accurate. 

Theme 3:  The cognitive processes handle positive information better than negative information.

Theme 4:  The cognitive processes are interrelated with one another; they do not operate in isolation. 

Theme 5:  Many cognitive processes rely on both ‘bottom-up’ and ‘top-down’ processing.

 


Theme 1:  The cognitive processes are active, rather than passive.

People are continually seeking out information and actively drawing inferences which were never directly stated.  Our memory is not a passive storage system, but rather an active process that searches and integrates information from previous experiences and the present.

 As previously discussed using the Norman action cycle framework, the manual’s user may draw inferences when too little information is explicitly stated or the language is unclear to the user.  There are also differences between users in the levels and types of their own experience.  Therefore, it is advisable to provide sufficient information for the most novice user of the manual.

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Theme 2:  The cognitive processes are remarkably efficient and accurate. 

When humans make mistakes it can often be traced to the use of a rational strategy.  When there is a lack of information on which to base a decision, people frequently base their decisions on past experiences that quickly come to mind.  This is often a successful strategy but can also lead to a mistake. 

Another example of the efficiency of cognitive processes is the limitation of human information processing.  Humans can only hold information we are presented for a brief period – approximately 7 +/- 2 chunks of information – for 30 seconds or less unless it is repeated (Miller, 1956).  Although this can be frustrating in losing information quickly, it is this efficiency which allows us to unclutter our memory with useful facts.

Writers of technical documentation should also take into consideration these human capabilities and limitations.  The more mental resources that reading the documentation uses, the less a user has available to perform the required actions.  As the user reads the task’s steps, errors may occur if too much information is presented. Writers may want to keep the number of steps in the task to a minimum.  More than seven procedural steps can create problems for users.  Having to re-read the task several times to retain the correct procedure can be frustrating, confusing, and lead to missing critical information within a step. 

As previously discussed, the user will ‘workaround’ the procedure as written if it does not provide the necessary information or a logical sequence in which to plan their actions or evaluate the outcomes.  The manual’s users are trying to complete the maintenance task and in all likelihood have an idea of how the task should be performed.  The more closely the task matches the idea of the user’s plan of action, the more likely the task will be performed as written.  In the absence of applicable information in the documentation, their decisions will likely be based on their previous experiences which may lead to judgment errors.

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Theme 3:  The cognitive processes handle positive information better than negative information.

We understand sentences better if they are worded in the affirmative.  Reasoning tasks are also easier with positive than with negative information – our cognitive processes are designed to handle what is, rather than what is not.

The user will search for available information, especially when there is a discrepancy in ‘what is’ and ‘what the technician thinks should be’, either from the environment or from the maintenance manual.   By creating documentation that is orderly, logical, and consistent you “train” the user as to what information is available and where to find the information they need.  Also, technical writers need to have consistency in language by using the same vocabulary for the same purpose throughout the documentation.  Not just for a single writer, but for all writers working on the same manual. 

This theme also applies to the technical writer and technician in that it is difficult to detect was is not present.  For the writer, it is not easy to find what is missing when writing or proofing the documentation for the manual.  As well, it is hard for the technician to know when information is missing until, as noted in Norman’s model, there are gulfs of execution or evaluation. 

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Theme 4:  The cognitive processes are interrelated with one another; they do not operate in isolation. 

Decision making requires perception, memory, general knowledge, and language.  Consequently, tasks such as problem solving, logical reasoning, and decision making are remarkably complex.

Though an extremely complex process, it is remarkably adaptive. Humans are extremely creative at finding explanations and meanings from partial stimuli.  It is this ability which can cause technicians to misinterpret procedures in such a plausible way that it is difficult to discover the error in their interpretation and subsequent action.  It is this latter case that is most problematic and may account for aviation accidents attributed to maintenance error. 

As maintenance technicians are trying to move toward their goals, they utilize all of these capacities to make decisions.  This requires that the technical writer consider how the task is perceived – Does it differ from other aircraft they are most likely familiar with?  Is it complex enough that an illustration would communicate more clearly than text?  Is the language and terminology clear and consistent throughout the procedure?  The technician will draw upon all available external cues, i.e., the aircraft and the manual, plus their internal knowledge and memory to make judgments leading to a decision of how to proceed. 

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Theme 5:  Many cognitive processes rely on both ‘bottom-up’ and ‘top-down’ processing.

Bottom-up processing is the information we gather from our senses – see, hear, smell, touch.  Top-down processing is information we retrieve from our memory of experiences (cognitive processes).  We “recognize” information from our senses, i.e. sensory system (bottom-up process) and we “recall” information from our memory, i.e. cognitive system (top-down process).

Using illustrations can provide an additional visual framework in which to relate complex text information and aid retention of the procedure.  In this way, the user is utilizing ‘bottom-up” processing from their “visual” sensory system, to combine with the user’s “memory” or cognitive system to make action decisions. 

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Human Factors at NIAR | Human Factors at FAA | Human Factors Psychology at WSU

Human Factors Laboratory, National Institute for Aviation Research at Wichita State University. Research funded by the Federal Aviation Administration.  All rights reserved.
Revised: 11/05/04